SEC Form 4 · accession 0001014108-17-000167
Black Ridge Oil & Gas, Inc. · SOWG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil I Sell
10% Owner
Period of report
Sep 8, 2017
Accepted (ET)
Sep 27, 2017 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2017 | X | 18,000,000 | $0.012 | A | 46,863,643 | I | By trust |
| Common StockF1 | Sep 8, 2017 | X | 3,686,139 | $0.012 | A | 46,863,643 | I | By trust |
| Common StockF1 | Sep 8, 2017 | X | 3,686,121 | $0.012 | A | 46,863,643 | I | By trust |
| Common StockF1 | Sep 8, 2017 | X | 4,041,783 | $0.012 | A | 46,863,643 | I | By trust |
| Common StockF1 | Sep 8, 2017 | X | 4,041,774 | $0.012 | A | 46,863,643 | I | By trust |
| Common Stock | Sep 22, 2017 | P | 8,000,293 | $0.012 | A | 46,863,643 | D | |
| Common Stock | Sep 22, 2017 | X | 1,521,198 | $0.012 | A | 46,863,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 18,000,000 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 18,000,000 | 0 | I |
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 3,686,139 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 3,686,139 | 0 | I |
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 3,686,121 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 3,686,121 | 0 | I |
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 4,041,783 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 4,041,783 | 0 | I |
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 4,041,774 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 4,041,774 | 0 | I |
| Warrant (right to buy) | $0.01 | Sep 22, 2017 | P | 15,000 | A | Sep 22, 2017 | Sep 22, 2022 | Common Stock | 15,000 | 0 | D |
| Subscription Rights (right to buy) | $0.012 | Sep 8, 2017 | X | 1,521,198 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 1,521,198 | 0 | D |
Explanation of responses
- F1The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.