SEC Form 4 · accession 0001014108-17-000164
Black Ridge Oil & Gas, Inc. · SOWG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth DeCubellis
Officer — Chief Executive Officer
Period of report
Sep 8, 2017
Accepted (ET)
Sep 26, 2017 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | P | 31,505,150 | $0.012 | A | 44,161,533 | D | |
| Common Stock | Sep 22, 2017 | P | 10,500,383 | $0.012 | A | 44,161,533 | I | By wife |
| Common Stock | Sep 8, 2017 | X | 1,899,000 | $0.012 | A | 44,161,533 | D | |
| Common Stock | Sep 8, 2017 | X | 45,000 | $0.012 | A | 44,161,533 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy) | $0.01 | Sep 22, 2017 | P | 59,063 | A | Sep 22, 2017 | Sep 22, 2022 | Common Stock | 59,063 | 59,063 | D |
| Subscription Rights (right to buy) | $0.012 | Sep 8, 2017 | X | 1,899,000 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 1,899,000 | 1,899,000 | D |
| Subscription Rights (right to buy) | $0.012 | Sep 8, 2017 | X | 45,000 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 45,000 | 45,000 | I |
| Warrant (right to buy) | $0.012 | Sep 22, 2017 | P | 19,687 | A | Sep 22, 2017 | Sep 22, 2022 | Common Stock | 19,687 | 19,687 | I |