SEC Form 4 · accession 0001014108-17-000163
Black Ridge Oil & Gas, Inc. · SOWG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lyle Berman
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 26, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | P | 39,668,424 | $0.012 | A | 65,226,954 | D | |
| Common Stock | Sep 8, 2017 | X | 21,180,033 | $0.012 | A | 65,226,954 | D | |
| Common StockF1 | Sep 8, 2017 | X | 1,822,644 | $0.012 | A | 65,226,954 | I | By corp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $0.012 | Sep 8, 2017 | X | 21,180,033 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 21,180,033 | 0 | D |
| Subscription Rights (right to buy)F1 | $0.012 | Sep 8, 2017 | X | 1,822,644 | D | Aug 2, 2017 | Sep 8, 2017 | Common Stock | 1,822,644 | 0 | I |
| Warrants (right to buy) | $0.01 | Sep 22, 2017 | P | 74,376 | A | Sep 22, 2017 | Sep 22, 2022 | Common Stock | 74,376 | 74,376 | D |
Explanation of responses
- F1By Berman Consulting Corp.