SEC Form 4 · accession 0001014108-16-000544
Black Ridge Oil & Gas, Inc. · SOWG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth DeCubellis
Officer — Chief Executive Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490161
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.04 | Dec 12, 2016 | A | 1,204,000 | A | — | Dec 11, 2026 | Common Stock | 1,204,000 | 1,204,000 | D |
Explanation of responses
- F1The options become exercisable in three equal annual installments beginning on the one-year anniversary of the transaction date as specified above.