SEC Form 4/A · accession 0001014108-16-000540
Black Ridge Oil & Gas, Inc. · SOWG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Moe
Officer — Chief Financial Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490161
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1,F2 | $0.04 | Dec 12, 2016 | A | 450,000 | A | — | Dec 11, 2026 | Common Stock | 450,000 | 450,000 | D |
Explanation of responses
- F1The options become exercisable in three equal annual installments beginning on the one-year anniversary of the transaction as specified above.
- F2This amendment is being filed to correct a typographical error in the prior filing that the reporting person's options expire on 12/11/2026 instead of 12/11/2016 as reported in the initial filing.