SEC Form 4 · accession 0001144204-15-021678

Full Circle Capital Corp · FULL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director

Period of report

Apr 7, 2015

Accepted (ET)

Apr 8, 2015 · 9:01 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001490013

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 7, 2015	P	1,428,572	$3.50	A	1,453,692	I	By Full Circle Advisors, LLC
Common Stock	Apr 7, 2015	P	6,400	$3.50	A	41,830	D
Common Stock	Apr 7, 2015	P	3,000	$3.50	A	4,000	I	By Michele G. Stuart
Common Stock	Apr 7, 2015	P	2,900	$3.50	A	19,351	I	By John E. Stuart GST Trust
Common Stock	Apr 7, 2015	P	3,000	$3.50	A	9,258	I	By Mary E. Stuart 2001 Grantor Trust
Common Stock^F2	holding	—	—		—	237	I	By Full Circle Investments, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Subscription Rights^F3,F1	$3.50	Mar 30, 2015	X	1,428,572	A	Mar 13, 2015	Mar 30, 2015	Common Stock	1,428,572	I
Subscription Rights^F3	$3.50	Mar 30, 2015	X	6,400	A	Mar 13, 2015	Mar 30, 2015	Common Stock	6,400	D
Subscription Rights^F3	$3.50	Mar 30, 2015	X	3,000	A	Mar 13, 2015	Mar 30, 2015	Common Stock	3,000	I
Subscription Rights^F3	$3.50	Mar 30, 2015	X	2,900	A	Mar 13, 2015	Mar 30, 2015	Common Stock	2,900	I
Subscription Rights^F3	$3.50	Mar 30, 2015	X	3,000	A	Mar 13, 2015	Mar 30, 2015	Common Stock	3,000	I

F1Amount represents 1,453,692 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a managing member thereof.
F2Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.
F3Subscription Rights received pursuant to a pro rata distribution thereof to the stockholders of record of Full Circle Capital Corporation as of March 6, 2015 in connection with a rights offering.