SEC Form 4 · accession 0001144204-15-021677
Full Circle Capital Corp · FULL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terence B Flynn
Director
Period of report
Apr 7, 2015
Accepted (ET)
Apr 8, 2015 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2015 | P | 35,502 | $3.50 | A | 41,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription RightsF1 | $3.50 | Mar 30, 2015 | X | 35,502 | A | Mar 13, 2015 | Mar 30, 2015 | Common Stock | 35,502 | 0 | D |
Explanation of responses
- F1Subscription Rights received pursuant to a pro rata distribution thereof to the stockholders ofrecord of Full Circle Capital Corporation as of March 6, 2015 in connection with a rights offering .