SEC Form 4 · accession 0001144204-15-013423
Full Circle Capital Corp · FULL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg J Felton
Officer — CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | Feb 26, 2015 | P | 6,532 | $3.77 | A | 6,652 | I | By Full Circle Advisors LLC |
| Common StockF2,F5 | Feb 27, 2015 | P | 18,468 | $3.77 | A | 25,120 | I | By Full Circle Advisors LLC |
| Common StockF3 | Feb 27, 2015 | P | 14,235 | $3.78 | A | 194,439 | D | |
| Common StockF4 | Mar 2, 2015 | P | 27,612 | $3.80 | A | 222,051 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.75 to $3.79 per share on 2/26/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F2The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.76 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F3The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.77 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F4The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.79to $3.80 per share on 3/2/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F5Amount represents 25,120 shares owned by Full Circle Advisors LLC, of which Gregg Felton is a managing member thereof.