SEC Form 4 · accession 0001144204-15-013412
Full Circle Capital Corp · FULL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edward Stuart
Officer — Chairman
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Feb 26, 2015 | P | 6,532 | $3.77 | A | 6,652 | I | By Full Circle Advisors, LLC |
| Common StockF2,F4 | Feb 27, 2015 | P | 18,468 | $3.77 | A | 25,120 | I | By Full Circle Advisors, LLC |
| Common Stock | holding | — | — | — | 35,430 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Michele G. Stuart | |
| Common Stock | holding | — | — | — | 16,451 | I | By John E. Stuart GST Trust | |
| Common Stock | holding | — | — | — | 6,258 | I | By Mary E. Stuart 2001 Grantor Trust | |
| Common StockF3 | holding | — | — | — | 237 | I | By Full Circle Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.75 to $3.79 per share on 2/26/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F2The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.76 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- F3Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.
- F4Amount represents 25,120 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a managing member thereof.