SEC Form 4 · accession 0001214659-16-010500
Fresh Market, Inc. · TFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey B. Short
Officer — VP-Controller (PAO)
Period of report
Mar 27, 2016
Accepted (ET)
Mar 29, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 27, 2016 | M | 344 | $0.00 | A | 3,434 | D | |
| Common stockF2 | Mar 27, 2016 | F | 133 | $28.36 | D | 3,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock units (RSUs)F3,F4 | — | Mar 27, 2016 | M | 344 | D | — | — | Common stock | 344 | 689 | D |
Explanation of responses
- F1Represents shares of common stock delivered upon the vesting of RSUs.
- F2Represents shares of common stock withheld to pay taxes upon the vesting of RSUs.
- F3Each RSU represents the right to receive one share of common stock of The Fresh Market, Inc. on the vesting date, provided that the holder of the RSU remains employed by The Fresh Market, Inc. or its affiliates through the relevant vesting date, subject to provisions for death, disability, retirement, and change of control. RSUs include the right to have shares withheld to satisfy tax withholding obligations upon vesting.
- F4The RSUs were granted on March 27, 2014 and vest in 25% increments on the first, second, third and fourth anniversaries of the grant date.