SEC Form 4 · accession 0001214659-16-009329
Fresh Market, Inc. · TFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey B. Short
Officer — VP-Controller (PAO)
Period of report
Mar 31, 2015
Accepted (ET)
Feb 5, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 31, 2015 | J | 36 | $38.61 | A | 2,505 | D | |
| Common stock | Jun 30, 2015 | J | 39 | $30.53 | A | 2,544 | D | |
| Common stock | Sep 30, 2015 | J | 65 | $21.46 | A | 2,609 | D | |
| Common stock | Dec 31, 2015 | J | 63 | $22.25 | A | 2,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchaseF2,F3 | $18.69 | Feb 3, 2016 | A | 5,077 | A | — | — | Common stock | 5,077 | 5,077 | D |
| Restricted stock unitsF4,F5 | — | Feb 3, 2016 | A | 1,926 | A | — | — | Common stock | 1,926 | 1,926 | D |
Explanation of responses
- F1This acquisition was made pursuant to The Fresh Market, Inc. Employee Stock Purchase Plan.
- F2The options vest in 25% increments on each of the first four anniversaries of the grant date, provided that the holder remains employed by The Fresh Market, Inc. or its affiliates through the relevant vesting date, subject to provisions for death, disability, retirement, and change of control.
- F3The options expire upon the earlier of (a) the tenth anniversary of the date of grant and (b) three months after the holder of the option terminates employment with The Fresh Market, Inc. or its affiliates, subject to provisions for termination for cause, death, disability, retirement, and change of control.
- F4Each restricted stock unit (RSU) represents the right to receive one share of common stock of The Fresh Market, Inc. on the vesting date, provided that the holder of the RSU remains employed by The Fresh Market, Inc. or its affiliates through the relevant vesting date, subject to provisions for death, disability, retirement, and change of control. RSUs include the right to have shares withheld to satisfy tax withholding obligations upon vesting.
- F5The RSUs vest in 25% increments on each of the first four anniversaries of the grant date.