SEC Form 4 · accession 0001214659-15-004865
Fresh Market, Inc. · TFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt T Argano
Officer — SVP - Human Resources
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 12, 2015 | M | 161 | $0.00 | A | 1,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F2,F3 | — | Jun 12, 2015 | M | 161 | D | — | — | Common stock | 161 | 6,505 | D |
| Restricted Stock Units (RSUs)F2,F3 | — | Jun 12, 2015 | F | 79 | D | — | — | Common stock | 79 | 6,426 | D |
Explanation of responses
- F1Represents the net shares of common stock received upon settlement of 240 restricted stock units (RSUs), net of 79 RSUs withheld to satisfy tax obligations.
- F2Each RSU represents the right to receive one share of common stock of The Fresh Market, Inc. on the vesting date, provided that the holder of the RSU remains employed by The Fresh Market, Inc. or its affiliates through the relevant vesting date, subject to provisions for death, disability, retirement, and change of control. RSUs include the right to have shares withheld to satisfy tax withholding obligations upon vesting.
- F3The RSUs were granted on June 12, 2012 and vest in 25% increments on the first, second, third and fourth anniversaries of the grant date.