SEC Form 4 · accession 0001214659-15-002501
Fresh Market, Inc. · TFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey B. Short
Officer — VP-Controller (PAO)
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 20, 2015 | M | 264 | $0.00 | A | 2,223 | D | |
| Common stock | Mar 20, 2015 | F | 102 | $0.00 | D | 2,121 | D | |
| Common stock | Mar 21, 2015 | M | 198 | $0.00 | A | 2,319 | D | |
| Common stock | Mar 21, 2015 | F | 77 | $0.00 | D | 2,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock units (RSUs)F3,F1,F2 | — | Mar 20, 2015 | M | 264 | D | — | — | Common stock | 264 | 4,058 | D |
| Restricted Stock Units (RSUs)F3,F1,F2 | — | Mar 21, 2015 | M | 198 | D | — | — | Common stock | 198 | 3,860 | D |
Explanation of responses
- F1Each RSU represents the right to receive one share of common stock of The Fresh Market, Inc. on the vesting date, provided that the holder of the RSU remains employed by The Fresh Market, Inc. or its affiliates through the relevant vesting date, subject to provisions for death, disability, retirement, and change of control. RSUs include the right to have shares withheld to satisfy tax withholding obligations upon vesting.
- F2The RSUs vest in 25% increments on the first, second, third and fourth anniversaries of the grant date.
- F3Includes RSUs granted in 2012, 2013, 2014, and 2015.