SEC Form 4 · accession 0001562180-19-001769
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Doktycz
Officer — SVP, SP&T
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Mar 4, 2019 | F | 271 | $85.10 | D | 5,104 | D | |
| Class A Ordinary SharesF2 | Mar 4, 2019 | F | 127 | $85.10 | D | 4,977 | D | |
| Class A Ordinary SharesF3 | Mar 4, 2019 | F | 153 | $85.10 | D | 4,824 | D | |
| Class A Ordinary SharesF4,F5 | Mar 4, 2019 | D | 227 | $0.00 | D | 4,597 | D | |
| Class A Ordinary SharesF6,F5 | Mar 4, 2019 | D | 986 | $0.00 | D | 3,611 | D | |
| Class A Ordinary SharesF7,F5 | Mar 4, 2019 | D | 488 | $0.00 | D | 3,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 1,110 shares of restricted stock units granted to the reporting person on March 1, 2017.
- F2Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 518 shares of restricted stock units granted to the reporting person on March 1, 2017.
- F3Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 628 shares of restricted stock units granted to the reporting person on February 21, 2018.
- F4The reporting person's employment with the company ended on March 5, 2019 and, pursuant to the terms of his restricted stock unit award, forfeited the 227 shares reported on this Form 4.
- F5Price is not applicable.
- F6The reporting person's employment with the company ended on March 5, 2019 and, pursuant to the terms of his restricted stock unit award, forfeited the 986 shares reported on this Form 4.
- F7The reporting person's employment with the company ended on March 5, 2019 and, pursuant to the terms of his restricted stock unit award, forfeited the 488 shares reported on this Form 4.