SEC Form 4 · accession 0001562180-19-001683
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Doktycz
Officer — SVP, SP&T
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2,F3 | Mar 1, 2019 | F | 182 | $85.05 | D | 5,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 745 shares of restricted stock units granted to the reporting person on March 1, 2017.
- F2Includes 3,957 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 745 granted March 1, 2017 vest on March 1, 2020; 1,598 granted on March 1, 2017 that vest on March 1, 2020 and 1,614 granted on February 21, 2018 that vest on February 21, 2021.
- F3ESPP purchase of 237.939725 shares total as follows: 56.613361 for $95.112 per share were allocated on March 31, 2018; 52.569707 for $95.112 per share were allocated on June 30, 2018 and 128.756657 for $74.844 per share were allocated on December 31, 2018.