SEC Form 4 · accession 0001562180-19-001327
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhavesh V. Patel
Officer — Chief Executive Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 34,782 | $0.00 | A | 186,356 | D | |
| Class A ordinary shares | holding | — | — | — | 130,618 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.50 | Feb 21, 2019 | A | 190,596 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 190,596 | 190,596 | D |
Explanation of responses
- F1Includes 115,834 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021. The 34,782 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.