SEC Form 4 · accession 0001562180-19-001326
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anup Sharma
Officer — SVP, Global Business Services
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 2,034 | $0.00 | A | 2,034 | D | |
| Class A Ordinary SharesF2 | Feb 21, 2019 | A | 3,390 | $0.00 | A | 5,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3 | $88.50 | Feb 21, 2019 | A | 11,146 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 11,146 | 11,146 | D |
Explanation of responses
- F1Includes 2,034 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,034 granted on February 21, 2019 that vest on February 21, 2022.
- F2Includes 5,424 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,034 granted on February 21, 2019 that vest on February 21, 2022; 1,130 granted on February 21, 2019 that vest on February 21, 2020; 1,130 granted on February 21, 2019 that vest on February 21, 2021 and 1,130 granted on February 21, 2019 that vest on February 21, 2022.
- F3Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,716 vest on February 21, 2020, 3,715 vest on February 21, 2021 and 3,715 vest on February 21, 2022.