SEC Form 4 · accession 0001562180-19-001325
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacinth C Smiley
Officer — Chief Accounting Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 678 | $0.00 | A | 1,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.50 | Feb 21, 2019 | A | 3,716 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 3,716 | 3,716 | D |
Explanation of responses
- F1Includes 1,611 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 627 granted on April 2, 2018 that vest on April 2, 2021 and 306 granted on April 2, 2018 that vest on April 2, 2021. The 678 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,240 vest on February 21, 2020, 1,238 vest on February 21, 2021 and 1,238 vest on February 21, 2022.