SEC Form 4 · accession 0001562180-19-001321
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Augustowski
Officer — SVP, O&P - Americas
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 1,715 | $0.00 | A | 15,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.50 | Feb 21, 2019 | A | 9,394 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 9,394 | 9,394 | D |
Explanation of responses
- F1Includes 4,265 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,271 granted on February 16, 2017 that vest on February 16, 2020 and 1,279 granted on February 21, 2018 that vest on February 21, 2021. The 1,715 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,132 vest on February 21, 2020, 3,131 vest on February 21, 2021 and 3,131 vest on February 21, 2022.