SEC Form 4 · accession 0001562180-19-001320
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darleen Marie Caron
Officer — EVP & Chief HR Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 2,830 | $0.00 | A | 4,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.50 | Feb 21, 2019 | A | 15,507 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 15,507 | 15,507 | D |
Explanation of responses
- F1Includes 4,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,926 granted on February 21, 2018 that vest on February 21, 2021. The 2,830 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.