SEC Form 4 · accession 0001562180-19-001319
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Guilfoyle
Officer — EVP, Adv Polymer Sol & Sup Chn
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 3,443 | $0.00 | A | 17,085 | D | |
| Class A Ordinary SharesF2 | Feb 21, 2019 | A | 3,390 | $0.00 | A | 20,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $88.50 | Feb 21, 2019 | A | 18,867 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 18,867 | 18,867 | D |
Explanation of responses
- F1Includes 7,877 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,126 granted on February 16, 2017 that vest on February 16, 2020 and 2,308 granted on February 21, 2018 that vest on February 21, 2021. The 3,443 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Includes 11,267 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,126 granted on February 16, 2017 that vest on February 16, 2020; 2,308 granted on February 21, 2018 that vest on February 21, 2021 and 3,443 granted on February 21, 2019 that vest on February 21, 2022. The 3,390 RSUs reported on this Form 4 vest on February 21, 2022.
- F3Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.