SEC Form 4 · accession 0001562180-19-001318
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kaplan
Officer — EVP & Chief Legal Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2019 | A | 4,306 | $0.00 | A | 32,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $88.50 | Feb 21, 2019 | A | 23,592 | A | — | Feb 21, 2029 | Class A Ordinary Shares | 23,592 | 23,592 | D |
Explanation of responses
- F1Includes 13,629 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021. The 4,306 RSUs reported on this Form 4 vest on February 21, 2022.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.