SEC Form 4 · accession 0001562180-19-001087
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kaplan
Officer — EVP & Chief Legal Officer
Period of report
Feb 16, 2019
Accepted (ET)
Feb 20, 2019 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Feb 16, 2019 | F | 813 | $87.64 | D | 23,965 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,268 shares of restricted stock units granted to the reporting person on February 16, 2016.
- F2Includes 9,323 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.