SEC Form 4 · accession 0001562180-19-001085
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Coombs
Officer — EVP - Global O&P, Proc, Tech
Period of report
Feb 16, 2019
Accepted (ET)
Feb 20, 2019 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2,F3 | Feb 16, 2019 | F | 1,041 | $87.64 | D | 19,186 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,235 shares of restricted stock units granted to the reporting person on February 16, 2016.
- F2Includes 11,749 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,341 granted on February 16, 2017 that vest on February 16, 2020, 4,877 granted on February 21, 2018 that vest on February 21, 2021 and 1,531 granted on February 21, 2018 that vest on February 21, 2021.
- F3ESPP purchase of 200.416867 shares for $74.844 per share were allocated on December 31, 2018.