SEC Form 4 · accession 0001562180-19-000288
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhavesh V. Patel
Officer — Chief Executive Officer
Period of report
Jan 12, 2019
Accepted (ET)
Jan 15, 2019 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Jan 12, 2019 | F | 7,525 | $86.00 | D | 136,242 | D | |
| Class A ordinary sharesF3 | holding | — | — | — | 130,618 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 23,638 shares of restricted stock units granted to the reporting person on January 12, 2015.
- F2Includes 107,118 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019; 30,344 granted on February 16, 2017 that vest on February 16, 2020 and 27,071 granted on February 21, 2018 that vest on February 21, 2021.
- F3Represents shares held by the reporting person's family trust including an additional 68,808 shares transferred to the trust on May 16, 2018.