SEC Form 4 · accession 0001562180-18-003178
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roudeix
Officer — SVP, O&P - EAI
Period of report
Jul 1, 2018
Accepted (ET)
Jul 2, 2018 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Jul 1, 2018 | F | 36 | $109.85 | D | 6,736 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 1, 2018 the reporting person's restricted stock units automatically vested 97 shares. 36 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.
- F2Includes 2,575 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.