SEC Form 4 · accession 0001562180-18-001837
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacinth C Smiley
Officer — Chief Accounting Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Apr 2, 2018 | A | 627 | $0.00 | A | 627 | D | |
| Class A Ordinary SharesF2 | Apr 2, 2018 | A | 306 | $0.00 | A | 933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $103.71 | Apr 2, 2018 | A | 1,586 | A | — | Apr 2, 2028 | Class A Ordinary Shares | 1,586 | 1,586 | D |
Explanation of responses
- F1Includes 627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan granted on April 2, 2018 that vest on April 2, 2021.
- F2Includes 933 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 627 granted on April 2, 2018 that vest on April 2, 2021 and 306 granted on April 2, 2018 that vest on April 2, 2021.
- F3Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 530 vest on April 2, 2019, 528 vest on April 2, 2020 and 528 vest on April 2, 2021.