SEC Form 4 · accession 0001562180-18-001793
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roudeix
Officer — SVP, O&P - EAI
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Apr 2, 2018 | F | 17 | $103.71 | D | 6,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 45 shares of restricted stock units granted to the reporting person on April 2, 2015.
- F2Includes 2,672 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.