SEC Form 4 · accession 0001562180-18-001171
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Doktycz
Officer — SVP, SP&T
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2018 | A | 1,614 | $0.00 | A | 5,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $109.09 | Feb 21, 2018 | A | 8,145 | A | — | Feb 21, 2028 | Class A Ordinary Shares | 8,145 | 8,145 | D |
Explanation of responses
- F1Includes 5,449 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019; 745 granted March 1, 2017 vest on March 1, 2020 and 1,598 granted on March 1, 2017 that vest on March 1, 2020. The 1,614 RSUs reported on this Form 4 vest on February 21, 2021.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018.