SEC Form 4 · accession 0001562180-18-001169
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darleen Marie Caron
Officer — EVP & Chief HR Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 21, 2018 | A | 1,926 | $0.00 | A | 1,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $109.09 | Feb 21, 2018 | A | 9,718 | A | — | Feb 21, 2028 | Class A Ordinary Shares | 9,718 | 9,718 | D |
Explanation of responses
- F1Includes 1,926 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,926 granted on February 21, 2018 that vest on February 21, 2021.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,240 vest on February 21, 2019, 3,239 vest on February 21, 2020 and 3,239 vest on February 21, 2021.