SEC Form 4 · accession 0001562180-18-001101
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kaplan
Officer — EVP & Chief Legal Officer
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Feb 17, 2018 | F | 427 | $108.61 | D | 14,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 17, 2018 the reporting person's restricted stock units automatically vested 1,689 shares. 427 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.
- F2Includes 7,353 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019 and 3,324 granted on February 16, 2017 that vest on February 16, 2020.