SEC Form 4 · accession 0001562180-18-000959
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roudeix
Officer — SVP, O&P - EAI
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Feb 12, 2018 | F | 105 | $109.70 | D | 5,314 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 287 shares of restricted stock units granted to the reporting person on February 12, 2013.
- F2Includes 1,860 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020.