SEC Form 4 · accession 0001225208-17-012278
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Smith
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Jun 30, 2017 | A | 519 | $0.00 | A | 27,659 | D | |
| Class A ordinary sharesF2 | Jun 30, 2017 | F | 61 | $84.39 | D | 27,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.
- F2Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.