SEC Form 4 · accession 0001225208-17-008992
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roudeix
Officer — SVP, O&P - EAI
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | May 1, 2017 | M | 232 | $40.00 | A | 5,086 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $40.00 | May 1, 2017 | M | 232 | D | — | May 1, 2021 | Class A ordinary shares | 232 | 0 | D |
Explanation of responses
- F1Includes 2,193 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 287 granted on February 12, 2013 vest on February 12, 2018; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.
- F2The reporting person was granted 232 stock options on May 1, 2011 which vested as follows: 78 vested on May 1, 2013, 77 vested on May 1, 2014 and 77 vested on May 1, 2015.