SEC Form 4 · accession 0001225208-17-007496
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Smith
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Mar 31, 2017 | A | 467 | $0.00 | A | 25,282 | D | |
| Class A ordinary sharesF2 | Mar 31, 2017 | F | 20 | $91.19 | D | 25,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $91.19, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.
- F2Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.