SEC Form 4 · accession 0001225208-17-004032
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Sumruld
Officer — VP & Chief Accounting Officer
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 16, 2017 | A | 945 | $0.00 | A | 945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $92.69 | Feb 16, 2017 | A | 4,063 | A | — | Feb 16, 2027 | Class A ordinary shares | 4,063 | 4,063 | D |
Explanation of responses
- F1Includes 945 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan granted on February 16, 2017 that vest on February 16, 2020.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,355 vest on February 16, 2018, 1,354 vest on February 16, 2019 and 1,354 vest on February 16, 2020.