SEC Form 4 · accession 0001225208-17-004027
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Coombs
Officer — EVP - Global O&P, Proc, Tech
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 16, 2017 | A | 5,341 | $0.00 | A | 11,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $92.69 | Feb 16, 2017 | A | 22,981 | A | — | Feb 16, 2027 | Class A ordinary shares | 22,981 | 22,981 | D |
Explanation of responses
- F1Includes 10,863 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018 and 4,235 granted on February 16, 2016 that vest on February 16, 2019. The 5,341 RSUs reported on this Form 4 vest on February 16, 2020.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 7,661 vest on February 16, 2018, 7,660 vest on February 16, 2019 and 7,660 vest on February 16, 2020.