SEC Form 4 · accession 0001225208-17-004026
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Aebischer
Officer — EVP & CFO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 16, 2017 | A | 6,244 | $0.00 | A | 23,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $92.69 | Feb 16, 2017 | A | 26,868 | A | — | Feb 16, 2027 | Class A ordinary shares | 26,868 | 26,868 | D |
Explanation of responses
- F1Includes 13,148 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,452 granted on January 1, 2016 that vest on January 1, 2018 and 3,452 granted on January 1, 2016 that vest on January 1, 2019. The 6,244 RSUs reported on this Form 4 vest on February 16, 2020.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.