SEC Form 4 · accession 0001225208-17-001177
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhavesh V. Patel
Officer — Chief Executive Officer
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jan 12, 2017 | F | 4,326 | $89.62 | D | 140,654 | D | |
| Class A ordinary shares | holding | — | — | — | 61,810 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 116,964 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019.