SEC Form 4 · accession 0001225208-16-042406
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Guilfoyle
Officer — SVP, Global I&D, Supply Chain
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Nov 28, 2016 | F | 275 | $85.58 | D | 5,186 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,242 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 584 granted on February 28, 2012 vest on February 28, 2017; 446 granted on February 12, 2013 vest on February 12, 2018; 331 granted on February 20, 2014 vest on February 20, 2017; 328 granted on February 17, 2015 vest on February 17, 2018; 92 granted on June 1, 2015 vest on June 1, 2018; and 1,461 granted on February 16, 2016 vest on February 16, 2019.