SEC Form 4/A · accession 0001225208-16-040013
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nance K Dicciani
Director
Period of report
Mar 31, 2016
Accepted (ET)
Oct 4, 2016 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Mar 31, 2016 | F | 66 | $80.26 | D | 7,457 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,647 granted on May 6, 2015 that vest on May 6, 2016.
Remarks
The Form 4 filed on April 4, 2016 disclosed a number of shares withheld for taxes in connection with the annual retainer payment of common stock in lieu of cash, which is paid in quarterly installments, which have been adjusted in this Amendment to appropriately disclose the number of shares actually withheld. An aggregate of 19 additional shares from that previously reported were actually withheld. The beneficial ownership amounts have been adjusted accordingly.