SEC Form 4 · accession 0001225208-16-027016
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Coombs
Officer — EVP - Global O&P, Proc, Tech
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 16, 2016 | A | 4,235 | $0.00 | A | 6,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $77.93 | Feb 16, 2016 | A | 16,427 | A | — | Feb 16, 2026 | Class A ordinary shares | 16,427 | 16,427 | D |
Explanation of responses
- F1Includes 5,522 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018. The 4,235 RSUs reported on this Form 4 vest on February 16, 2019.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,477 vest in on February 16, 2017; 5,475 vest on February 16, 2018 and 5,475 vest on February 16, 2019.