SEC Form 4 · accession 0001225208-15-019565
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Vasnetsov
Officer — SVP Strategic Planning
Period of report
Oct 9, 2015
Accepted (ET)
Oct 14, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Oct 9, 2015 | S | 2,553 | $98.10 | D | 36,140 | D | |
| Class A ordinary sharesF1,F3,F2 | Oct 9, 2015 | S | 34,000 | $97.2295 | D | 2,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2015.
- F2Includes 2,140 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan on February 17, 2015 that vest on February 17, 2018.
- F3This transaction was executed in multiple trades at prices ranging from $97.01 to $97.94. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.