SEC Form 4 · accession 0001225208-15-015286
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin W. Brown
Officer — EVP - Manufacturing & Refining
Period of report
Jul 7, 2015
Accepted (ET)
Jul 8, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2,F3 | Jul 7, 2015 | S | 25,000 | $96.4326 | D | 137,870 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2015.
- F2This transaction was executed in multiple trades at prices ranging from $96.3201 to $96.6300. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 17,804 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,475 granted on January 21, 2015 that vest on January 21, 2016; 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020 and 3,058 granted on February 17, 2015 that vest on February 17, 2018.