SEC Form 4 · accession 0001225208-15-015131
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roudeix
Officer — SVP, O&P, Europe
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jul 1, 2015 | A | 97 | $0.00 | A | 3,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $101.06 | Jul 1, 2015 | A | 363 | A | — | Jul 1, 2025 | Class A ordinary shares | 363 | 363 | D |
Explanation of responses
- F1Includes 2,098 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 106 granted on May 1, 2011 vest on May 1, 2016; 898 granted on November 28, 2011 vest on November 28, 2016 ; 373 granted on February 28, 2012 vest on February 28, 2017; 287 granted on February 12, 2013 vest on February 12, 2018; 212 granted on February 20, 2014 vest on February 20, 2017; 177 granted on February 17, 2015 vest on February 17, 2018; and 45 granted on April 2, 2015 vest on April 2, 2018. The 97 RSUs reported on this Form 4 vest on July 1, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of July 1, 2015.