SEC Form 4 · accession 0001225208-15-013280
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Gadbois
Officer — SVP, Manufacturing EAI
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jun 1, 2015 | A | 103 | $0.00 | A | 4,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $101.43 | Jun 1, 2015 | A | 386 | A | — | Jun 1, 2025 | Class A ordinary shares | 386 | 386 | D |
Explanation of responses
- F1Includes 2,820 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,273 granted on February 28, 2012 vest on February 28, 2017 and 444 granted on February 17, 2015 vest on February 17, 2018. The 103 RSUs reported on this Form 4 vest on June 1, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 130 vest on June 1, 2016, 128 vest on June 1, 2017 and 128 vest on June 1, 2018.