SEC Form 4 · accession 0001225208-15-013233
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kaplan
Officer — EVP & Chief Legal Officer
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Jun 2, 2015 | S | 5,000 | $102.5124 | D | 7,705 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $102.5 to $102.53. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 2,450 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 1,689 granted on February 17, 2015 that vest on February 17, 2018 and 761 granted on May 7, 2015 that vest on May 7, 2018.