SEC Form 4 · accession 0001225208-15-012233
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D VanDerSnick
Officer — SVP, Manufacturing EAI
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | May 15, 2015 | M | 2,310 | $60.51 | A | 13,636 | D | |
| Class A ordinary sharesF2,F1 | May 15, 2015 | S | 3,310 | $103.7468 | D | 10,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF3 | $60.51 | May 15, 2015 | M | 2,310 | D | — | Feb 12, 2023 | Class A ordinary shares | 2,310 | 2,310 | D |
Explanation of responses
- F1Includes 3,875 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 60 granted on February 11, 2012 that vest on August 21, 2015; 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017and 1,084 granted on February 17, 2015 that vest on February 17, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $103.74 to $103.75. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The option was originally granted on February 12, 2013 and vests as follows: 2,312 vested on February 12, 2014; 2,310 vested on February 12, 2015 and 2,310 vest on February 12, 2016.