SEC Form 4 · accession 0001225208-15-011799
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kaplan
Officer — EVP & Chief Legal Officer
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | May 7, 2015 | A | 761 | $0.00 | A | 12,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $101.79 | May 7, 2015 | A | 2,857 | A | — | May 7, 2025 | Class A ordinary shares | 2,857 | 2,857 | D |
Explanation of responses
- F1Includes 1,689 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan granted on February 17, 2015 that vest on February 17, 2018. The 761 RSUs reported on this Form 4 vest on May 7, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of May 7, 2015.