SEC Form 4 · accession 0001225208-15-011757
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence C Somma
Officer — Vice President and Treasurer
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | May 6, 2015 | M | 786 | $85.80 | A | 3,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $85.80 | May 6, 2015 | M | 786 | D | — | Feb 20, 2017 | Class A ordinary shares | 786 | 1,568 | D |
Explanation of responses
- F1Includes 2,350 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 851 granted on February 20, 2014 vest on February 20, 2017; 671 granted on October 7, 2013 vest on October 7, 2018 and 828 granted on February 17, 2015 that vest on February 17, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2014.